SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Fidelity National Financial, Inc.
[ FNF ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
X |
Officer (give title below) |
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Other (specify below) |
President |
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3. Date of Earliest Transaction
(Month/Day/Year) 06/30/2014
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
06/30/2014 |
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J
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V |
8,994.49 |
D |
$0
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0 |
I |
401(k) Account |
FNF Group Common Stock |
06/30/2014 |
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J
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V |
8,994.49 |
A |
$0
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9,045.98
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I |
401(k) account |
FNFV Group Common Stock |
06/30/2014 |
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J
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V |
2,997.8635 |
A |
$0
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2,997.8635 |
I |
401(k) account |
Common Stock |
06/30/2014 |
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J
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V |
118,123 |
D |
$0
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339,590 |
D |
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FNF Group Common Stock |
06/30/2014 |
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J
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V |
140,621 |
A |
$0
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140,621 |
D |
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Common Stock |
06/30/2014 |
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J
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V |
339,590.1054 |
D |
$0
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0 |
D |
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FNF Group Common Stock |
06/30/2014 |
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J
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V |
339,590 |
A |
$0
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480,211 |
D |
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FNFV Group Common Stock |
06/30/2014 |
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J
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V |
113,185 |
A |
$0
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113,185 |
D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Common Stock (right to purchase) |
$13.64
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06/30/2014 |
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J
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V |
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120,000 |
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11/08/2015 |
Common Stock |
120,000 |
$0
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0 |
D |
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Common Stock (right to purchase) |
$14.06
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06/30/2014 |
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J
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V |
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30,000 |
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11/23/2016 |
Common Stock |
30,000 |
$0
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0 |
D |
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Common Stock (right to purchase) |
$22.59
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06/30/2014 |
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J
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V |
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51,151 |
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11/08/2019 |
Common Stock |
51,151 |
$0
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0 |
D |
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Common Stock (right to purchase) |
$27.9
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06/30/2014 |
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J
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V |
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229,645 |
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11/21/2020 |
Common Stock |
229,645 |
$0
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0 |
D |
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FNF Group Stock Option (right To Purchase) |
$11.85
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06/30/2014 |
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J
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V |
138,171 |
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11/08/2015 |
FNF Group Common Stock |
138,171 |
$0
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138,171 |
D |
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FNF Group Stock Option (right To Purchase) |
$12.22
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06/30/2014 |
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J
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V |
34,542 |
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11/23/2016 |
FNF Group Common Stock |
34,542 |
$0
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34,542 |
D |
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FNF Group Stock Option (right To Purchase) |
$19.62
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06/30/2014 |
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J
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V |
58,896 |
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11/08/2019 |
FNF Group Common Stock |
58,896 |
$0
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58,896 |
D |
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FNF Group Stock Option (right To Purchase) |
$24.24
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06/30/2014 |
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J
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V |
264,419 |
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11/21/2020 |
FNF Group Common Stock |
264,419 |
$0
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264,419 |
D |
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Explanation of Responses: |
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/s/ Michael L. Gravelle, as attorney-in-fact |
09/10/2014 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
Know all by these presents, that the
undersigned hereby constitutes and appoints
Michael Gravelle, Colleen Haley or Carol
Nairn, signing singly, the undersigned?s
true and lawful attorney in fact to:
(1) execute for and on behalf of the
undersigned, in the undersigned?s
capacity as an officer and/or director
of Fidelity National Financial, Inc.
(the ?Company?), a Form 3 (Initial
Statement of Beneficial Ownership of
Securities), Form 4 (Statement of
Changes in Beneficial Ownership),
and/or Form 5 (Annual Statement of
Changes in Beneficial Ownership),
in accordance with Section 16(a)
of the Securities Exchange Act of
1934 and the rules thereunder;
(2) do and perform any and all
acts for and on behalf of the
undersigned which may be necessary
or desirable to complete and
execute such Form(s) and to timely
file such Form(s) with the United
States Securities and Exchange
Commission and any stock exchange
or similar authority; and
(3) take any other action
of any type whatsoever in
connection with the foregoing
which, in the opinion of such
attorney in fact, may be of
benefit to, in the best interest
of, or legally required by,
the undersigned, it being understood
that the documents executed by
such attorney in fact on behalf
of the undersigned pursuant to
this Power of Attorney shall be
in such form and shall contain
such terms and conditions as
such attorney in fact may
approve in such attorney
in fact?s discretion.
The undersigned hereby grants
to such attorney in fact full
power and authority to do and
perform any and every act and
thing whatsoever requisite,
necessary, or proper to be
done in the exercise of any
of the rights and powers
herein granted, as fully to all
intents and purposes as the
undersigned might or could do
if personally present, with
full power of substitution
or revocation, hereby ratifying
and confirming all that such
attorney in fact, or such attorney
in fact?s substitute or substitutes,
shall lawfully do or cause to be
done by virtue of this Power of
Attorney and the rights and powers
herein granted. The undersigned
acknowledges that the foregoing
attorney in fact, in serving in
such capacity at the request of
the undersigned, is not assuming,
nor is the Company assuming, any
of the undersigned?s responsibility
to comply with Section 16 of the
Securities Exchange Act of 1934.
This Power of Attorney shall remain
in full force and effect until
revoked by the undersigned in a
signed writing delivered to the
foregoing attorney in fact.
IN WITNESS WHEREOF, the undersigned
has caused this Power of Attorney
to be executed as of this 15th
day of August, 2014.
____________________________
/s/ Brent B. Bickett