SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Fidelity National Financial, Inc.
[ FNF ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
X |
Officer (give title below) |
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Other (specify below) |
Executive Vice President |
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3. Date of Earliest Transaction
(Month/Day/Year) 06/30/2014
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
06/30/2014 |
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J
|
V |
85,010 |
D |
$0
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110,577.0769 |
D |
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FNF Group Common Stock |
06/30/2014 |
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J
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V |
101,202 |
A |
$0
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101,202 |
D |
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Common Stock |
06/30/2014 |
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J
|
V |
110,577.0769 |
D |
$0
|
0 |
D |
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FNF Group Common Stock |
06/30/2014 |
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J
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110,577 |
A |
$0
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211,779 |
D |
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FNFV Group Common Stock |
06/30/2014 |
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J
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V |
36,855 |
A |
$0
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36,855 |
D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Common Stock (right to purchase) |
$7.09
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06/30/2014 |
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J
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V |
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66,667 |
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10/27/2016 |
Common Stock |
66,667 |
$0
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0 |
D |
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Common Stock (right to purchase) |
$13.64
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06/30/2014 |
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J
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V |
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40,000 |
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11/08/2015 |
Common Stock |
40,000 |
$0
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0 |
D |
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Common Stock (right to purchase) |
$14.06
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06/30/2014 |
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J
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V |
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30,000 |
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11/23/2016 |
Common Stock |
30,000 |
$0
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0 |
D |
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Common Stock (right to purchase) |
$20.9186
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06/30/2014 |
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J
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V |
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24,793 |
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05/31/2016 |
Common Stock |
24,793 |
$0
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0 |
D |
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Common Stock (right to purchase) |
$22.59
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06/30/2014 |
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J
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V |
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31,586 |
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11/08/2019 |
Common Stock |
31,586 |
$0
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0 |
D |
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Common Stock (right to purchase) |
$27.9
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06/30/2014 |
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J
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V |
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219,207 |
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11/21/2020 |
Common Stock |
219,207 |
$0
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0 |
D |
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FNF Group Stock Option (right To Purchase) |
$18.17
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06/30/2014 |
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J
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V |
28,547 |
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05/31/2016 |
FNF Group Common Stock |
28,547 |
$0
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28,547 |
D |
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FNF Group Stock Option (right To Purchase) |
$11.85
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06/30/2014 |
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J
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V |
46,057 |
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11/08/2015 |
FNF Group Common Stock |
46,057 |
$0
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46,057 |
D |
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FNF Group Stock Option (right To Purchase) |
$6.16
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06/30/2014 |
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J
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V |
76,762 |
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10/27/2016 |
FNF Group Common Stock |
76,762 |
$0
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76,762 |
D |
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FNF Group Stock Option (right To Purchase) |
$12.22
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06/30/2014 |
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J
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V |
34,542 |
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11/23/2016 |
FNF Group Common Stock |
34,542 |
$0
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34,542 |
D |
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FNF Group Stock Option (right To Purchase) |
$19.62
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06/30/2014 |
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J
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V |
36,368 |
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11/08/2019 |
FNF Group Common Stock |
36,368 |
$0
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36,368 |
D |
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FNF Group Stock Option (right To Purchase) |
$24.24
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06/30/2014 |
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J
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V |
252,400 |
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11/21/2020 |
FNF Group Common Stock |
252,400 |
$0
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252,400 |
D |
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Explanation of Responses: |
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/s/ Michael L. Gravelle, as attorney-in-fact |
08/12/2014 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
Know all by these presents, that the
undersigned hereby constitutes and
appoints Michael Gravelle, Colleen Haley,
Anthony Park or Carol Nairn, signing
singly, the undersigned?s true and
lawful attorney in fact to:
(1) execute for and on behalf of
the undersigned, in the undersigned?s
capacity as an officer and/or director
of Fidelity National Financial, Inc.
(the ?Company?), a Form 3 (Initial
Statement of Beneficial Ownership of
Securities), Form 4 (Statement of
Changes in Beneficial Ownership),
and/or Form 5 (Annual Statement of
Changes in Beneficial Ownership),
in accordance with Section 16(a) of
the Securities Exchange Act of 1934
and the rules thereunder;
(2) do and perform any and all
acts for and on behalf of the
undersigned which may be necessary
or desirable to complete and execute
such Form(s) and to timely file such
Form(s) with the United States
Securities and Exchange Commission
and any stock exchange or similar
authority; and
(3) take any other action of
any type whatsoever in connection
with the foregoing which, in the
opinion of such attorney in fact,
may be of benefit to, in the best
interest of, or legally required
by, the undersigned, it being
understood that the documents
executed by such attorney in
fact on behalf of the undersigned
pursuant to this Power of Attorney
shall be in such form and shall
contain such terms and conditions
as such attorney in fact may
approve in such attorney in
fact?s discretion.
The undersigned hereby grants
to such attorney in fact full
power and authority to do and
perform any and every act and
thing whatsoever requisite,
necessary, or proper to be
done in the exercise of any
of the rights and powers
herein granted, as fully
to all intents and purposes
as the undersigned might or
could do if personally present,
with full power of substitution
or revocation, hereby ratifying
and confirming all that such
attorney in fact, or such
attorney in fact?s substitute
or substitutes, shall lawfully
do or cause to be done by
virtue of this Power of Attorney
and the rights and powers
herein granted. The undersigned
acknowledges that the foregoing
attorney in fact, in serving in
such capacity at the request
of the undersigned, is not
assuming, nor is the Company
assuming, any of the undersigned?s
responsibility to comply with
Section 16 of the Securities
Exchange Act of 1934.
This Power of Attorney shall
remain in full force and
effect until revoked by the
undersigned in a signed
writing delivered to the
foregoing attorney in fact.
IN WITNESS WHEREOF, the
undersigned has caused this
Power of Attorney to be
executed as of this 14th
day of August, 2014.
____________________________
/s/ Michael L. Gravelle