SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Fidelity National Financial, Inc.
[ FNF ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
X |
Officer (give title below) |
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Other (specify below) |
EVP & Chief Financial Officer |
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3. Date of Earliest Transaction
(Month/Day/Year) 06/30/2014
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
06/30/2014 |
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J
|
V |
476.76 |
D |
$0
|
0 |
I |
401(k) Account |
FNF Group Common Stock |
06/30/2014 |
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J
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V |
476.76 |
A |
$0
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479.49
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I |
401(k) account |
FNFV Group Common Stock |
06/30/2014 |
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J
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V |
158.9041 |
A |
$0
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158.9041 |
I |
401(k) account |
Common Stock |
06/30/2014 |
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J
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V |
56,115 |
D |
$0
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97,959.2703 |
D |
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FNF Group Common Stock |
06/30/2014 |
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J
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V |
66,803 |
A |
$0
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66,803 |
D |
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Common Stock |
06/30/2014 |
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J
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V |
97,959.2703 |
D |
$0
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0 |
D |
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FNF Group Common Stock |
06/30/2014 |
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J
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V |
97,959 |
A |
$0
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164,762 |
D |
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FNFV Group Common Stock |
06/30/2014 |
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J
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V |
32,649 |
A |
$0
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32,649 |
D |
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Common Stock |
06/30/2014 |
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J
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V |
154,650 |
D |
$0
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0 |
I |
Park Family Trust |
FNF Group Common Stock |
06/30/2014 |
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J
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V |
154,650 |
A |
$0
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154,650 |
I |
Park Family Trust |
FNFV Group Common Stock |
06/30/2014 |
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J
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V |
51,544 |
A |
$0
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51,544 |
I |
Park Family Trust |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Common Stock (right to purchase) |
$13.64
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06/30/2014 |
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J
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V |
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48,333 |
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11/08/2015 |
Common Stock |
48,333 |
$0
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0 |
D |
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Common Stock (right to purchase) |
$14.06
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06/30/2014 |
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J
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V |
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30,000 |
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11/23/2016 |
Common Stock |
30,000 |
$0
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0 |
D |
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Common Stock (right to purchase) |
$22.59
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06/30/2014 |
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J
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V |
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20,460 |
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11/08/2019 |
Common Stock |
20,460 |
$0
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0 |
D |
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Common Stock (right to purchase) |
$27.9
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06/30/2014 |
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J
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V |
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100,209 |
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11/21/2020 |
Common Stock |
100,209 |
$0
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0 |
D |
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FNF Group Stock Option (right To Purchase) |
$11.85
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06/30/2014 |
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J
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V |
55,651 |
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11/08/2015 |
FNF Group Common Stock |
55,651 |
$0
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55,651 |
D |
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FNF Group Stock Option (right To Purchase) |
$12.22
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06/30/2014 |
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J
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V |
34,542 |
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11/23/2016 |
FNF Group Common Stock |
34,542 |
$0
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34,542 |
D |
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FNF Group Stock Option (right To Purchase) |
$19.62
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06/30/2014 |
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J
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V |
23,558 |
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11/08/2019 |
FNF Group Common Stock |
23,558 |
$0
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23,558 |
D |
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FNF Group Stock Option (right To Purchase) |
$24.24
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06/30/2014 |
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J
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V |
115,383 |
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11/21/2020 |
FNF Group Common Stock |
115,383 |
$0
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115,383 |
D |
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Explanation of Responses: |
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/s/ Michael L. Gravelle, as attorney-in-fact |
09/10/2014 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
Know all by these presents, that
the undersigned hereby constitutes
and appoints Michael Gravelle,
Colleen Haley or Carol Nairn,
signing singly, the undersigned?s
true and lawful attorney in fact to:
(1) execute for and on behalf
of the undersigned, in the
undersigned?s capacity as an
officer and/or director of
Fidelity National Financial,
Inc. (the ?Company?), a
Form 3 (Initial Statement of
Beneficial Ownership of
Securities), Form 4 (Statement
of Changes in Beneficial
Ownership), and/or Form 5
(Annual Statement of Changes
in Beneficial Ownership),
in accordance with Section
16(a) of the Securities
Exchange Act of 1934 and
the rules thereunder;
(2) do and perform any
and all acts for and on
behalf of the undersigned
which may be necessary or
desirable to complete and
execute such Form(s) and
to timely file such Form(s)
with the United States
Securities and Exchange
Commission and any stock
exchange or similar authority;
and
(3) take any other action
of any type whatsoever in
connection with the foregoing
which, in the opinion of
such attorney in fact, may
be of benefit to, in the
best interest of, or legally
required by, the undersigned,
it being understood that the
documents executed by such
attorney in fact on behalf
of the undersigned pursuant
to this Power of Attorney
shall be in such form and
shall contain such terms
and conditions as such attorney
in fact may approve in such
attorney in fact?s discretion.
The undersigned hereby grants
to such attorney in fact full
power and authority to do and
perform any and every act and
thing whatsoever requisite,
necessary, or proper to be done
in the exercise of any of the
rights and powers herein
granted, as fully to all intents
and purposes as the undersigned
might or could do if personally
present, with full power of
substitution or revocation,
hereby ratifying and confirming
all that such attorney in fact,
or such attorney in fact?s
substitute or substitutes, shall
lawfully do or cause to be
done by virtue of this Power
of Attorney and the rights
and powers herein granted.
The undersigned acknowledges
that the foregoing attorney
in fact, in serving in such
capacity at the request of
the undersigned, is not assuming,
nor is the Company assuming,
any of the undersigned?s
responsibility to comply
with Section 16 of the Securities
Exchange Act of 1934.
This Power of Attorney shall
remain in full force and effect
until revoked by the undersigned
in a signed writing delivered to
the foregoing attorney in fact.
IN WITNESS WHEREOF, the undersigned
has caused this Power of Attorney
to be executed as of this 15th
day of August, 2014.
____________________________
/s/ Anthony J. Park